Capítulo Le · Vol VII · Scientist Gallery
MATHEMATICS · PURE

Local Equivalence

Take the Khovanov complex of a knot and forget everything that does not survive a certain kind of map. What is left is a group, and in October 2026 the paper found torsion in it, and integer-valued invariants that the $s$-invariants cannot see. This page reads that paper, works one example to the end, and says which parts were checked here and which were not.

Source: R. Lipshitz · arXiv:2610.37595v1 [math.GT] · 27 Oct 2026 · 40 pages
Read this first · status I read the abstract, the introduction, Section 2.1 and 2.2, Section 3, the questions of Section 4 and the methodology section of the paper. I did not read the proofs of Section 2.3 and 2.4, which carry the main theorem about the $\mathbb{Z}^\infty$ summand. Everything below about those results is the paper’s statement of them, not a check of them. What was checked is listed in §5, by a script that sits beside this page.

1 · The question

A knot is slice if it bounds a smooth disc in the four-ball, and two knots are concordant if they differ by a slice knot. Concordance classes form an abelian group, and obstructing sliceness is one of the headline uses of Khovanov homology: Rasmussen’s $s$-invariant, built from it, gave another proof of the Milnor conjecture. Since then many more concordance invariants have been built from Khovanov homology and its relatives.

The paper studies two local equivalence groups built from the Khovanov complex, one by Lewark and one by Dunfield, Schütz and Lipshitz. A group like this is a deliberately coarse summary: it throws away everything about the complex except what survives maps of one specific kind. Rasmussen’s $s$ over any field is a function on these groups. The question the paper answers is how much more structure the groups have than the $s$-invariants see.

2 · The definitions

Let $\mathbb{Z}[h]$ be polynomials in one variable $h$ of grading $-2$. A knot-like complex over a graded $\mathbb{Z}[h]$-algebra $R$ is a finitely generated cochain complex of free graded $R$-modules which, after inverting $h$, is chain homotopy equivalent to $h^{-1}R$ sitting in homological degree 0. The reduced Bar-Natan complex of a knot is one.

Definition (paper, Defs 2.1–2.2)
Local maps, and the group $G(R)$

A chain map $\beta: D \to D'$ is local if $h^{-1}\beta$ is a chain homotopy equivalence. Write $D \le D'$ if a local map exists; $D$ and $D'$ are locally equivalent if both $D \le D'$ and $D' \le D$. The local equivalence classes under tensor product form an abelian group $G(R)$, with the dual complex as the inverse. The default is $G = G(\mathbb{Z}[h])$.

The knot-to-complex assignment is a homomorphism from the smooth concordance group to $G$, so anything one learns about $G$ is a statement about what a concordance invariant of this type could possibly be.

A second group, $\widetilde{C}_{LEO}$, keeps three pieces of data at once: a complex $C$ over $\mathbb{Z}$ (the odd Khovanov complex), a knot-like complex $D$ over $\mathbb{Z}[h]$ (the Bar-Natan complex), and an identification of their reductions. $G$ is a direct summand of it.

3 · One complex, done by hand

The paper’s first result is that $G$ has torsion, and the first torsion element is a five-generator complex $D_{2,1,1}$ over $\mathbb{Z}[h]$ (the author of the paper reports that Claude called it a bowtie complex). Its generators and gradings, written (homological, quantum), are:

generator$x$$y_+$$y_0$$y_-$$z$
bigrading(−1, −2)(0, 2)(0, 0)(0, −2)(1, 2)
d(x) = 4h·y0 + h^2·y+ + 8·y- d(y0) = -4h·z d(y+) = 8·z d(y-) = h^2·z d(z) = 0

Two checks you can do on paper. First, $d^2 = 0$: $d^2(x) = 4h(-4hz) + h^2(8z) + 8(h^2 z) = (-16 + 8 + 8)h^2 z = 0$, and $d^2$ vanishes on the other generators because each has at most one step to $z$. Second, $d$ preserves quantum grading when $h$ is counted as degree $-2$: $d(x)$ has terms of grading $-2$ in every slot.

Lemma 2.8 (paper) · re-derived here
$D_{2,1,1}$ is a nontrivial element of order 2 in $G(\mathbb{Z}[h])$

Knot-like. Invert $h$. The pair $y_-, z$ cancels through $d(y_-) = h^2 z$, and the pair $x, y_+$ cancels through the coefficient $h^2$ in $d(x)$. What remains is $\mathbb{Z}[h,h^{-1}]\langle y_0\rangle$.

Nontrivial. The paper uses $s_c(D) = \max\{j : \exists$ a cycle in bidegree $(0,j)$ that generates $H(h^{-1}D)\}$, a local-equivalence invariant, and the fact that $D$ is trivial exactly when $s_c(D) = s_c(D^*) = 0$. In bidegree $(0,0)$ the cycles are the multiples $k(hy_+ + 2y_0)$, which represent $2k$ times a generator, never a generator. So $s_c(D_{2,1,1}) \ne 0$; in fact it is $-2$, witnessed by the cycle $hy_0 + 4y_-$.

Order 2. Swapping $x \leftrightarrow z$, $y_+ \leftrightarrow y_-$, $y_0 \mapsto -y_0$ identifies $D_{2,1,1}$ with its dual. The dual is the inverse in $G$, so $D_{2,1,1} = -D_{2,1,1}$.

The paper then generalises to a three-parameter family $D_{p,m,n}$ for a prime $p$ and positive integers $m,n$, with $2p^m h^n$ and $2p^{2m}$ in place of $4h$ and $8$. Its Theorem 1.1 says that for each prime $p$ these generate a copy of $(\mathbb{Z}/2)^\infty$ in $G$, independent for different primes. The proof the paper gives for the independence over one prime is an invariant that measures the largest power of $p$ dividing the ideal of values of homology classes; I did not re-derive it.

4 · What the paper claims

ResultStatement, as the paper gives itStatus here
Thm 1.1$G$ has 2-torsion: for each prime $p$ a $(\mathbb{Z}/2)^\infty$ subgroup, independent across primes.Example $D_{2,1,1}$ re-derived. General case not re-derived.
Thm 1.2A $(\mathbb{Z}/2)^\infty$ subgroup of the kernel of $\widetilde{C}_{LEO} \to G$.Not read.
Thm 1.3For each prime $p$, $G$ has a $\mathbb{Z}^\infty$ direct summand in the kernel of all $s$-invariants.Not read. The proof imitates Dai–Hom–Stoffregen–Truong over $\mathbb{Z}_p[h]/(ph)$.
Thm 1.4 / Cor 3.1At least six concordance homomorphisms to $\mathbb{Z}$, independent of the $s$-invariants, $\tau$, and the DHST homomorphisms.Corollary 3.1 checked on the paper’s own table, §5.

5 · The census, and what the script checked

The proof of Corollary 3.1 in the paper is one sentence: view Table 2 as a matrix and row-reduce it. Table 2 gives fourteen invariants on eleven knots (its caption says thirteen; the header lists fourteen). The rows below are copied from the paper’s table by a script from the extracted text.

KnotsQsF2τψ1oφ1oφ2oφ3oφ4oφ5oφ1eψ1eφ1HFφ2HFφ3HF
3122100000000100
81966300000000110
942000-1-1000000000
12n200-2-2-131000000-100
12n475000-100-10000000
13n309000-10-100000000
13n45871010500000000201
14n192650-201100001-1000
14n2603900-110-100000-100
15n5319-2-2-110001000-100
16n956730-2-2-110000100-100

ch-local-equivalence-verify.py turns the sentence into numbers. Over $\mathbb{Q}$ the full $11 \times 14$ matrix has rank 11, the eight columns other than the six new invariants ($\psi_1^o,\ \phi_1^o,\dots,\phi_5^o$) have rank 5, so the six add 6 independent directions on these eleven knots. Since a linear relation among the invariants on all knots would hold on these eleven, that certifies the six are independent of each other and of the rest. Two controls were run first: zeroing the $\phi_5^o$ column drops the gain to 5, and replacing it by a copy of $\tau$ also drops it to 5, so the test can fail. The script also confirms the three relations the paper states for its census: $\tau = \phi_1^{HF} + 2\phi_2^{HF} + 3\phi_3^{HF}$, $s_{F_2} - s_Q = 2\psi_1^e$, and $\phi_1^e = -\psi_1^e$.

What this certificate is worth The rank argument is only as good as the table. The paper says that Claude wrote the code that computed the standard complexes and ran all the computations, and that its author did not examine the code directly. The paper also says that the Dai–Hom–Stoffregen–Truong homomorphisms beyond the third vanish on these knots, and that the $s$-invariants over odd primes equal $s_Q$ in this range; the table prints none of those columns, so the claim of independence from all of them rests on that statement and the script cannot check it. The numbers could be wrong in an entry. The rank result says they are consistent, not that they are the true values for those knots; the independence is a conclusion about this table, which the author does not claim to have recomputed independently of the program.

The same script checks the algebra of §3: $d^2 = 0$ and bidegree homogeneity for 64 choices of $(p, m, n)$, with a control that a perturbed differential fails; that $h^{-1}D_{2,1,1}$ has rational homology of rank one in degree 0; $s_c(D_{2,1,1}) = -2$ with the witness a cycle; and self-duality. It also checks that each row of the paper’s Table 3 sums to its printed total, and prints the column sums, which are the numbers of knots of each crossing class that table implies: 249, 185, 888, 5110, 27436, 168030 and 1008906. The script has no knot census to compare them against.

6 · Where the paper stops

The paper ends with six questions, which I give in my words. Does any knot realise one of the 2-torsion complexes? Can one write explicit homomorphisms from $G$ onto $(\mathbb{Z}/2)^\infty$? Is there torsion of order other than 2? Do the groups have infinitely divisible elements? What is the structure of $G(\mathbb{Z}_p[h]/(ph))$, and is it $\mathbb{Z}^\infty$ with an explicit basis? And is every local equivalence class realised by a knot? The author says the last needs significant new ideas.

A computational remark from the same paper bears on the first question: for every amphicheiral knot up to 16 crossings, and about 40,000 random strongly negatively amphicheiral knots with 19 to 26 crossings, the invariant $s_c$ vanished, so none of the 2-torsion complexes of §3 turned up in that sample.

7 · What this page does not claim

It makes no claim that local equivalence groups connect to anything else in this series. The paper is about knots and chain complexes; nothing in it is about the operators C, K, F, U or the contact-geometry chapters, and a shared word such as “complex” or “group” is not a shared mechanism. It repeats the author’s statement that the knot concordance results are his own and the AI-assisted research his report; the human side of that is the next chapter.

Exercises 1. Verify $d^2 = 0$ for the general $D_{p,m,n}$: show that the three terms of $d^2(x)$ contribute $-4p^{2m}$, $+2p^{2m}$ and $+2p^{2m}$ times $h^{2n}z$.   2. Find all cycles of bidegree $(0,-2)$ in $D_{2,1,1}$ and check that $hy_0 + 4y_-$ is one of them.   3. Why can the six new homomorphisms not all be detected by checking fewer than six knots?
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