Principia Orthogona · Book 6 · Working Papers · Open Problems
WP-02 Alterna WP-61 Root Language WP-62 Three Open Paths WP-63 Chladni Realia

Three Open Paths

level 2 computed — and it closes vacuously
what a basin certificate costs · the one experiment that can falsify the framework

WP-02 closes level 1 of a three-level integrability tower and states that the deeper levels are open. This paper computes level 2, finds the tower collapses, and then does what the audit papers have not: names the two remaining problems and the standard methods that solve them.

1.  Level 2, computed

On $M = \mathbb{R}^2_+ \times \mathbb{R}$ with $\alpha = dz - r^2 d\theta$, the contact distribution $\xi = \ker\alpha$ has rank 2. A frame:

X1 = d_r alpha(X1) = 0 X2 = d_theta + r^2 d_z alpha(X2) = 0 R = d_z alpha(R) = 1 <- Reeb field [X1,X2] = 2r * R alpha([X1,X2]) = 2r != 0 -> Frobenius FAILS: genuine contact structure

Take the natural almost complex structure on $\xi$: $J X_1 = X_2$, $J X_2 = -X_1$. Then, computing each bracket explicitly:

[JX1,JX2] = [X2,-X1] = [0, 0, 2r] [JX1, X2] = [X2, X2] = [0, 0, 0] [X1, JX2] = [X1,-X1] = [0, 0, 0] [X1, X2] = [0, 0, 2r] N_J(X1,X2) = [JX1,JX2] - J[JX1,X2] - J[X1,JX2] - [X1,X2] = 2rR - 0 - 0 - 2rR = 0 identically
Level 2 · closed $N_J$ vanishes identically on $\xi = \ker\alpha$.

But it closes for no reason specific to dm³

Repeat the computation with $[X_1, X_2] = W$ arbitrary. The two middle terms are $J[X_2,X_2]$ and $J[X_1,-X_1]$, both $J(0) = 0$. The outer terms are $[X_2,-X_1] = [X_1,X_2]$ and $-[X_1,X_2]$. They cancel for any $W$ whatsoever.

So $N_J(X_1, JX_1) = 0$ on any rank-2 distribution with any almost complex structure. This is the distributional analogue of the classical fact that every almost complex structure on a real 2-manifold is integrable: $N_J$ is alternating, rank 2 leaves it a single independent component, and that component cancels.

The tower collapses
Level 1rank 1closes because $m > n$ — trivial
Level 2rank 2closes because $N_J$ is alternating with one component — trivial
Level 3rank 3 ($= M$)impossible — $M$ is odd-dimensional; no almost complex structure exists on it at all

No level of the tower carries information about dm³. That is not a defect in WP-02, which proves exactly what it claims — it is a fact about what the Nijenhuis tensor can detect in these dimensions.

Where the obstruction actually lives

$\alpha([X_1,X_2]) = 2r \neq 0$. The failure of integrability here is Frobenius, not Nijenhuis — and it is the defining property of a contact structure, so it is a feature, not an obstruction to be removed. $N_J = 0$ produces no complex leaf because there is no leaf at all: $\xi$ is nowhere integrable. Newlander–Nirenberg requires an integrable $J$ on an even-dimensional manifold; $\xi$ is a non-integrable distribution, so the hypothesis never applies. This is the same parity/category confusion corrected in Ch 15 on 2026-08-12.

What would be a real question. Not “does $N_J$ vanish?” but: is there a CR structure on $(\,M, \xi, J)$, i.e. is the Levi form degenerate anywhere? For a contact structure the Levi form is by definition non-degenerate, so the answer is known and negative. If the series wants an integrability statement with content, the object to study is the complexified contact bundle $\xi \otimes \mathbb{C} = \xi^{1,0} \oplus \xi^{0,1}$ and whether $\xi^{1,0}$ is closed under bracket — which for a contact 3-manifold is again automatic by rank. The honest conclusion is that complex-analytic integrability is not where the dm³ content is.

2.  The basin: what is proved, and what a certificate costs

What is already proved

In the asymptotic limit $z \to \infty$ the transverse equation reduces to $\dot\rho = -\rho(1+\rho)(2+\rho)$, with fixed points $\{0, -1, -2\}$. A 1-D autonomous ODE has no fixed point strictly between $-1$ and $0$ or above $0$, so the basin of $\rho = 0$ is exactly $(-1, \infty)$. That is elementary and complete. Grönwall's $|\rho| < 1/3$ is a strict sub-ball of it — conservative and correct for the reduced system (see ε₀, corrected 2026-08-12).

What is not

full 3-D system, bisection at rtol = 1e-13, atol = 1e-15 r* in [0.7759405755, 0.7759405755] width ~ 1.1e-16 corpus value: 0.77594058 note the 8th digit: this run gives ...4058, the corpus records ...4059. within the integrator's own uncertainty, but NOT established either way.

This is a bisection on a numerical integrator. Every evaluation carries truncation and rounding error that is estimated, not bounded. It is strong evidence and it is not a proof. AXLE Issue #13 is correctly [OPEN].

Two mature methods that would close it

(a) Rigorous integration with interval arithmetic. Integrate an interval of initial conditions with validated solvers — CAPD, or Arb's ODE routines. If the enclosure of the image lands strictly inside a trapping region, convergence is proved for every point in that interval. This yields $r_\star$ to as many digits as one pays for, with an enclosure rather than an estimate. This is the direct answer to the question already posed to Jinyun Yuan on the Brazil–China pointer page: “what does it take for a numerical basin certificate to be publishable as a certificate rather than an illustration?”

(b) Lyapunov function via sum-of-squares. Seek $V \geq 0$ with $\dot V < 0$ on an annulus; the sublevel set $\{V < c\}$ is then a certified subset of the basin. This is an SDP, and it applies directly here because the field becomes polynomial under the substitution $w = e^{-z} > 0$:

r' = -r^3 + 2rw + r - 2w w' = 2r^2w^2 - r^2w - 4rw^2 + 2w^2 (w = e^-z, w' = -w * zdot) polynomial in (r, w) -> SOSTOOLS / SumOfSquares.jl apply unmodified

The polynomialisation is the whole trick and it is one substitution. Of everything open in this corpus, this is the highest ratio of value to effort: a solved technique, an off-the-shelf solver, and a result that converts the series' most-cited number from “located” to “bounded.”

3.  The one experiment that can falsify the framework

Everything above is mathematics about a model. The DNLS Peierls–Nabarro threshold is the single place where the framework makes a prediction an instrument can refute.

H_site = -(gamma/2) P^2 all power on one waveguide H_bond = -C P - (gamma/4) P^2 power split over two dE_PN = H_bond - H_site = (gamma/4) P^2 - C P P* = 4C / gamma <- self-trapping threshold CORRECTED 2026-08-12. An earlier version of this page used an illustrative gamma = 1 /(W mm) and reported P* ~ 2 W. That is wrong by five orders of magnitude. For real fused silica: n2 = 2.6e-20 m^2/W, lambda = 1550 nm, A_eff = 50 um^2 gamma = 2 pi n2 / (lambda A_eff) = 2.1e-06 /(W mm) C = 0.5 /mm -> P* = 4C/gamma = 9.5e5 W = 950 kW PEAK reachable only with pulses: 200 fs at 80 MHz -> 190 nJ/pulse, ~15 W average, i.e. a mode-locked fs oscillator.
And the laser is not the blocker — the array is. The test needs 40–100 single-mode waveguides, evanescently coupled, spacing held to ~0.1 µm along a Fibonacci or Tribonacci substitution rule: fs-laser direct writing (a $300k–1M station) or a custom fab run at $5–20k with weeks of lead time, plus sub-micron input coupling and an IR camera. This is a funded-lab collaboration, not a bench experiment. The classroom-scale test that is buildable — and that carries an exact prediction rather than a fitted one — is WP-63.

Below $P^*$ the beam diffracts across the array; above it, the beam self-traps in a single guide. The transition is sharp, visible, and single-shot.

The comparative test Fabricate two arrays identically, differing only in the substitution rule setting the waveguide spacing: Fibonacci ($\varphi \approx 1.618$) versus Tribonacci ($\eta \approx 1.839$). Coupling $C$ is set by spacing, so the thresholds separate. The dm³ lab (Ch η) claims IPR retention $>95\%$ on the Tribonacci chain against $\approx 43\%$ on Fibonacci at $\lambda = 1.5$.

Prediction: $P^*_{\text{trib}} / P^*_{\text{fib}} = C_{\text{trib}} / C_{\text{fib}}$, measurable to roughly 5%.
Falsified if: the thresholds coincide within error, or the ordering inverts.

This is the experiment to run first, because it is the only one whose failure would cost the framework something. Everything else in this paper is internal bookkeeping.

4.  Status

ItemStatus
Level 1 — $N_J$ on the Reeb directionCLOSED (WP-02, Lean 4) · trivial by $m > n$
Level 2 — $N_J$ on $\xi = \ker\alpha$CLOSED here, symbolically · trivial by rank
Level 3 — integrable $J$ on $M$IMPOSSIBLE · $\dim M$ odd
$r_\star$ certified enclosure[OPEN] · AXLE #13 · method named above
SOS Lyapunov certificate on $(r,w)$[OPEN] · directly attemptable
DNLS $P^*$ Fibonacci/Tribonacci comparison[OPEN] · not yet attempted
Method note. All symbolic results here were computed with SymPy and are reproducible from the expressions printed on this page; the bisection used SciPy at rtol=1e-13. The level-2 collapse is this paper's own analysis and is not claimed to be in the WP-02 deposit. No claim on this page is machine-checked in Lean; the level-2 computation is a natural next Lean target and is short.
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